Our team is made up of professionals with practical experience in the capital market field for over 20 years, who have been involved in the most important events in the history of the local capital market, from the construction of the modern regulatory framework, the definition of the market infrastructure on its current pillars and up to the admission to trading of the largest companies on the Romanian market.
Our team has relevant experience in the field of human resources while actively participating in major reorganization processes carried out at public authorities’ level, contributing both to the construction of the strategy related to the efficiency of the activity and the improvement of business conditions, as well as to the elaboration of the defense strategy in litigations arising from the mechanisms aimed at streamlining the institutional activity.
Carmen began her legal career in 1986 as a prosecutor and a member of the group of lawyers within the Romanian Association for the Defense of Human Rights (Helsinki Committee).
Between 1999 and 2002, she worked for the Consulate of the Romanian Embassy in Rome.
From 2005 to 2013, she was a member of the Romanian National Securities Commission, where she held the roles of Commissioner, Vice President, and President.
With a strong professional background in the capital market field, Oana is a recognized expert for her experience in licensing, supervising and regulating entities activating in the capital market field and in the area of investor protection.
Throughout her career, she held key positions within the Financial Supervisory Authority, where she obtained a good understanding of all entities operating in the capital market.
With significant professional experience in the legal field, Nicoleta had the privilege of holding management positions in important institutions and entities, such as the Financial Supervisory Authority (F.S.A.), the Chamber of Deputies, the National Union of Notaries Public of Romania, and the National Union of Bailiffs.
Within the F.S.A., she coordinated the legal team, which ensured the representation of the institution’s interests before courts of law and other relevant institutions and authorities.
We believe that networking is the key to success. To this end, we are committed to building partnerships based on trust, respect and open communication. Our approach:
Active listening and understanding
We ensure that we fully understand our clients’ needs and objectives. We focus on identifying solutions that meet the specifics of each situation.
Transparency and honesty
We are open and honest in all our communications. We inform clients clearly and directly about the risks identified, the progress of ongoing projects/operations, as well as their chances of success, offering alternative solutions, when necessary.
Professionalism and respect
We have a professional attitude in all our interactions. We respect deadlines and are committed to provide high-quality services, tailored to the needs of each client.
Proactivity and innovation
We anticipate our partners’ needs and provide proactive solutions.
Feedback and continuous improvement
We value feedback and use it to constantly improve our work. We are open to suggestions and we are committed to making changes that meet the customer expectations.
Long-term partnerships
We build long-term relationships with our customers, based on collaboration and mutual success. We believe that a successful partnership is built on a solid and trusting relationship.
Carmen began her legal career in 1986 as a prosecutor and a member of the group of lawyers within the Romanian Association for the Defense of Human Rights (Helsinki Committee). Between 1999 and 2002, she worked for the Consulate of the Romanian Embassy in Rome.
From 2005 to 2013, she was a member of the Romanian National Securities Commission, where she held the roles of Commissioner, Vice President, and President. In this capacity, she actively contributed to the establishment of regulatory policies applicable to capital market entities and operations, adopting measures for their implementation, contributing to drafting related legislation, and overseeing the capital market. Carmen made a substantial contribution to the regulation of commodity markets and financial derivative instruments, as well as related institutions and operations.
During this period, she participated in financial seminars and courses organized by international authorities and organizations, delivering numerous specialized presentations at events focused on capital markets, corporate governance, market abuse, and shareholder rights. Carmen obtained a certificate of participation from the International Institute for Securities Development, a program consisting of professional panels and workshops on securities market development and regulation, organized by the U.S. Securities and Exchange Commission in Washington D.C. (April 16-26, 2012).
After completing her mandates within the Romanian National Securities Commission, with the experience gained in the capital market field both nationally and internationally, and the ability to think critically and address complex legal challenges, Carmen returned to the private legal sector in 2017, practicing as a lawyer.
Additionally, Carmen holds certifications as an investment consultant and as an agent for investment services and activities.
As a crowning achievement of her career, Carmen decided to join an enthusiastic and professional team, with whom she is confident she can bring added value to the activities conducted by capital market entities.
With a strong professional background in the capital market field, Oana is a recognized expert for her experience in licensing, supervising and regulating entities activating in the capital market field and in the area of investor protection. Throughout her career, she held key positions within the Financial Supervisory Authority, where she obtained a good understanding of all entities operating in the capital market. She has made significant contributions to the efficient supervision of entities, the development and implementation of regulations in the financial instruments and investments sector.
Before joining the Financial Supervisory Authority, she had a successful career as a lawyer, providing specialized legal consultancy in areas such as capital markets, corporate/commercial law, civil law, competition, and audiovisual law, professionally representing her clients’ interests. Her strategic approach and leadership skills position her as an expert dedicated to enhancing transparency and integrity in financial markets.
Given her experience and acquired knowledge, Oana holds professional certification for carrying out important functions in the capital market field. She also possesses the necessary skills to provide adequate consultancy to individuals holding such roles within regulated entities.
Through her deep expertise, commitment, and vision oriented towards innovation and achievements, Oana intends to support entities in the capital market field in achieving their goals, and help them to proper apply the capital market legislation, in order to strengthen and develop this essential sector in the financial domain.
With significant professional experience in the legal field, Nicoleta had the privilege of holding management positions in important institutions and entities, such as the Financial Supervisory Authority (F.S.A.), the Chamber of Deputies, the National Union of Notaries Public of Romania, and the National Union of Bailiffs. Within the F.S.A., she coordinated the legal team, which ensured the representation of the institution’s interests before courts of law and other relevant institutions and authorities. This role provided her with a good understanding of regulations in the capital market and human resources fields.
The experience gained in the positions she held helped her develop the capacity and ability to implement effective strategies for managing the legislative processes in which she was involved. Moreover, her professional expertise also focuses on optimizing human resources processes, offering tailored solutions for various organizational needs.
Her activity within the Legal, Disciplinary, and Immunities Commission of the Chamber of Deputies helped her develop a better understanding of both legislative and administrative processes. She is characterized by professionalism and the ability to take decisions and implement strategic solutions.
Additionally, considering her experience, Nicoleta holds professional certification for performing significant roles in the capital market field. She also has the necessary skills to provide specialized consultancy to individuals operating within the capital market.
As a consultant, she combines legal expertise with a practical approach to offer customized solutions in the capital market, optimize organizational processes, and contribute to team development.
Her professionalism and commitment to sustainable results are assets that reveal in each project.